Business Development & Operations Analyst

New York, New York • $70,000 - $90,000

Company: 

Our client is a private investment firm with a focus on global real estate.

Responsibilities:

This individual will work with the CCO and GM & Head of Operations performing Dealer Manager Compliance and Operations activities.  This entry-level role will engage in day-to-day functions of the firms wholesale broker dealer

  • Update/synchronize the firm’s written policies, procedures and documents
  • Coordinate with the firm’s registered reps and third party compliance vendors as needed to complete U4, U5 filings, and keep registered rep’s OBAs up to date
  • Help draft and deliver the firm’s compliance training materials. Track registered reps regulatory and firm element training
  • Participate in testing compliance procedures, and performing mock audits as directed
  • Help prepare and organize materials for internal/external annual audits, regulatory exams and DD reviews
  • Support the monthly broker-dealer equity raise operating activities
  • Update marketing decks and pitch books
  • Support other aspects of the business as directed

Requirements: 

  • Bachelor’s Degree and strong academic record, preferably with courses in finance
  • 1-3 years of relevant work experience (investor relations/real estate/investment banking/accounting/finance/audit)
  • Proficient in Microsoft Excel, Word and PowerPoint
  • Exceptional attention to detail
  • Strong writing, communication and analytical skills
  • Highly organized with proven ability to multi-task

Benefits: 

  • $70,000 – 90,000 base salary plus Bonus Eligibility
  • Exceptional Benefits and Perks

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