Business Development & Operations Analyst
New York, New York • $70,000 - $90,000
Company:
Our client is a private investment firm with a focus on global real estate.
Responsibilities:
This individual will work with the CCO and GM & Head of Operations performing Dealer Manager Compliance and Operations activities. This entry-level role will engage in day-to-day functions of the firms wholesale broker dealer
- Update/synchronize the firm’s written policies, procedures and documents
- Coordinate with the firm’s registered reps and third party compliance vendors as needed to complete U4, U5 filings, and keep registered rep’s OBAs up to date
- Help draft and deliver the firm’s compliance training materials. Track registered reps regulatory and firm element training
- Participate in testing compliance procedures, and performing mock audits as directed
- Help prepare and organize materials for internal/external annual audits, regulatory exams and DD reviews
- Support the monthly broker-dealer equity raise operating activities
- Update marketing decks and pitch books
- Support other aspects of the business as directed
Requirements:
- Bachelor’s Degree and strong academic record, preferably with courses in finance
- 1-3 years of relevant work experience (investor relations/real estate/investment banking/accounting/finance/audit)
- Proficient in Microsoft Excel, Word and PowerPoint
- Exceptional attention to detail
- Strong writing, communication and analytical skills
- Highly organized with proven ability to multi-task
Benefits:
- $70,000 – 90,000 base salary plus Bonus Eligibility
- Exceptional Benefits and Perks
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