Compliance Analyst
New York, New York • $90,000-$120,000
About the Company:
Our client is a leading global investment firm overseeing more than $75 billion in AUM, with a diversified strategy spanning leveraged loans, high-yield credit, asset-based leasing, and private equity.
Responsibilities:
- Develop and maintain a strong understanding of material non-public information (MNPI) and restricted list management
- Build knowledge of the firm’s diverse investment strategies, funds, and applicable guidelines
- Partner directly with investment professionals, providing compliance guidance
- Support AML/KYC processes including due diligence and ongoing monitoring
- Perform routine, targeted, and ad hoc compliance testing and surveillance activities
- Collaborate on various initiatives and projects
- Assist with special projects as needed
Requirements:
- Bachelor’s degree required
- 3-5 years of related compliance experience within financial services
- Understanding of investment management concepts including funds, strategies, and regulatory frameworks
- Familiarity with AML/KYC requirements and general compliance practices
- Strong technical and analytical skills
Salary Range:
$90,000-$120,000
#LI-GP1