Compliance Audit Vice President
New York, New York • $110,000-$230,000
About the Company:
Our client is a large international bank that offers a range of high-quality financial services to individual and corporate customers as well as financial institutions worldwide. The Compliance Audit Vice President will be responsible for supporting the oversight, design, and execution of the annual AML audit plan.
Responsibilities:
- Analyze all evidence materials submitted to ensure compliance with regulations, regulatory expectations, and internal policies and procedures
- Design and execute audit tests on assigned issue validations and document all audit test results
- Ensure control issues are effectively resolved
- Evaluate management action plans to ensure that the audit issues identified are adequately addressed
- Coordinate with key stakeholders to identify emerging issues and thematic or systemic control issues affecting operations
- Assist with regulatory and external auditor inquires and ad hoc projects
Requirements:
- Bachelor’s degree required
- 7-12 years of related experience in control, risk, compliance, or audit at a large bank
- Experience using computer assisted auditing tools
- Knowledge of BSA/AML regulatory requirement and working knowledge of internal audit processes
- CAMS and/or other audit related certification is preferred
Salary Range:
$110,000-$230,000
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