Compliance Officer

New York, New York • $100,000 - $120,000

About the Company:

Our client is a multibillion dollar alternative asset manager headquartered in NYC

Responsibilities:

  • Work as a member of the Compliance Data and Research Management team to conduct due diligence reviews of potential data and independent research providers
  • Preparation of due diligence memoranda
  • Provide compliance support and monitoring of data centric trading teams
  • Provide compliance support and monitoring of Market Intelligence teams
  • Conduct diligence review of Automated Open Source projects
  • Review and maintain tracking mechanisms of approvals
  • Assist Compliance Data and Research Management in addressing legal and compliance issues
  • Monitor and stay current on applicable laws, regulatory initiatives and case law
  • Recommend and draft enhancements to policies and procedures.

Requirements:

  • Undergraduate degree from a top school with a minimum GPA of 3.2 required
  • Juris Doctorate degree from an accredited law school required
  • Minimum of 3 years of relevant Legal or Compliance experience, particularly focusing on the financial services industry

Compensation & Benefits

  • Base salary: $100k +
  • Bonus eligibility
  • Robust benefits package
  • Additional company perks

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