Compliance Officer

New York, New York • $100,000 - $120,000

About the Company:

Our client is a multibillion dollar alternative asset manager headquartered in NYC hiring a Compliance Officer.


  • Work as a member of the compliance data and research management team to conduct due diligence reviews of potential data and independent research providers
  • Preparation of due diligence memoranda
  • Provide compliance support and monitoring of data centric trading teams
  • Provide compliance support and monitoring of market intelligence teams
  • Conduct diligence review of automated open source projects
  • Review and maintain tracking mechanisms of approvals
  • Assist compliance data and research management in addressing legal and compliance issues
  • Monitor and stay current on applicable laws, regulatory initiatives and case law
  • Recommend and draft enhancements to policies and procedures.


  • Bachelor’s degree required
  • Juris Doctorate degree from an accredited law school required
  • Minimum of 3 years of relevant legal or compliance experience


Salary Range: 

$100,000 – $120,000


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