Financial Reporting Manager

New York, New York • $175,000-$225,000

About the Company: 

Our client is a global alternative investment firm employing a multi-manager model, allocating capital across a broad array of independent teams with diverse strategies.

 

Responsibilities: 

  • Review the monthly books and records including financial statements, regulatory filings, net capital requirements, and other ongoing deliverables
  • Oversee the financial aspects of a registered Futures Clearing Merchant
  • Ensure compliance with net capital requirements of the FCM
  • Perform financial analysis for various needs including budgeting and forecasting of business results and respond to inquiries both internally and externally
  • Manage and prepare the firm’s annual US GAAP audited financial statement and liaise with external auditors on audit and US GAAP related matters
  • Ensure all required month-end reconciliations are performed and reviewed

 

Requirements:

  • Bachelor’s degree required
  • 10-12 years of related experience
  • Experience within financial services required
  • In-depth knowledge of regulatory requirements for a Futures Clearing Merchant
  • Experience with the rules and requirements for an FCM
  • Experience managing and handling regulatory examinations and interacting with regulators
  • CPA preferred
  • Series 27 or Series 28 preferred

 

Salary Range: 

$175,000-$225,000

 

 

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